Files
agentic-govbot/templates/dispute-resolution/facilitation-council.md
Nathan Schneider bda868cb45 Implement LLM-driven governance architecture with structured memory
This commit completes the transition to a pure LLM-driven agentic
governance system with no hard-coded governance logic.

Core Architecture Changes:
- Add structured memory system (memory.py) for tracking governance processes
- Add LLM tools (tools.py) for deterministic operations (math, dates, random)
- Add audit trail system (audit.py) for human-readable decision explanations
- Add LLM-driven agent (agent_refactored.py) that interprets constitution

Documentation:
- Add ARCHITECTURE.md describing process-centric design
- Add ARCHITECTURE_EXAMPLE.md with complete workflow walkthrough
- Update README.md to reflect current LLM-driven architecture
- Simplify constitution.md to benevolent dictator model for testing

Templates:
- Add 8 governance templates (petition, consensus, do-ocracy, jury, etc.)
- Add 8 dispute resolution templates
- All templates work with generic process-based architecture

Key Design Principles:
- "Process" is central abstraction (not "proposal")
- No hard-coded process types or thresholds
- LLM interprets constitution to understand governance rules
- Tools ensure correctness for calculations
- Complete auditability with reasoning and citations

Co-Authored-By: Claude Sonnet 4.5 <noreply@anthropic.com>
2026-02-08 14:24:23 -07:00

12 KiB

Facilitation Council Dispute Resolution

A structured process with a trained council of facilitators who manage the dispute resolution process

This dispute resolution protocol can be integrated into any governance constitution as an article on conflict resolution.


Article: Dispute Resolution

Section 1: Principles and Values

Core Values This community centers on:

  • Equity - Fair treatment and process for all parties
  • Transparency - Clear procedures and documented decisions
  • Restorative justice - Focus on repair rather than punishment
  • Collective decision-making - Multiple facilitators bring diverse perspectives
  • Restorative dialogue - Communication that heals and rebuilds

The Council Approach Panel-based facilitation provides:

  • Multiple perspectives on each case
  • Balanced decision-making
  • Diverse skills and backgrounds
  • Reduced individual bias
  • Consistent application of standards

Documentation

  • Rules and protocols in searchable online database
  • Version history tracked
  • Physical copies at community center library
  • Regular updates communicated
  • Bot maintains current version

Section 2: The Facilitation Council

Council Composition The council consists of:

  • 9-15 trained facilitators
  • Diverse backgrounds and perspectives
  • Rotating service terms (2 years)
  • Staggered terms for continuity
  • Community nominates and approves members

Council Member Qualifications Facilitators must have:

  • Completed comprehensive training program
  • Understanding of community values
  • Conflict resolution skills
  • Demonstrated impartiality
  • Active community participation
  • Good standing in community

Training Requirements Council training includes:

  • Restorative justice principles
  • Facilitation techniques
  • Community constitution and values
  • Cultural competency
  • Trauma-informed practices
  • Evidence evaluation
  • Decision-making frameworks
  • Bot system use

Council Governance

  • Council elects coordinating committee (3 members)
  • Coordinator handles case assignment
  • Regular council meetings for learning and consistency
  • Annual review and improvement
  • Bot supports coordination

Section 3: Information Access Model

Three-Tier System Information shared based on role:

Tier 1 - Full Access:

  • Involved parties
  • Assigned council panel members
  • Access to all case materials and deliberations

Tier 2 - Anonymized Tracking:

  • Council administrators
  • Process tracking without identifying details
  • Patterns and statistics

Tier 3 - Quarterly Reports:

  • Broader community
  • Anonymized summaries
  • No identifying details
  • Trends and learnings

Section 4: Initiating the Process

Formal Intake Initiated via:

  • Online form submission to @govbot
  • Hard copy form at community center
  • Both include same information fields
  • Accessible formats available

Intake Form Contents Requesting party provides:

  • All parties involved
  • Description of dispute
  • Timeline of events
  • Previous resolution attempts
  • Desired outcomes
  • Any safety concerns
  • Evidence or documentation

Council Acknowledgment Within 24 hours:

  • Council acknowledges receipt
  • Assigns intake coordinator
  • Initial assessment begins
  • Parties notified of next steps

Coordinator Contact Within 48 hours:

  • Intake coordinator contacts all parties
  • Explains process in detail
  • Answers questions
  • Schedules initial interviews
  • Provides process timeline

Section 5: Panel Assignment

Panel Size For each case, panel of 2-3 council members:

  • 2 members - Routine disputes
  • 3 members - Complex cases or serious matters
  • Coordinator determines based on initial assessment

Selection Criteria Panel members selected for:

  • Availability for full process
  • Relevant expertise if needed
  • Diversity of perspectives
  • No conflicts of interest
  • Balanced backgrounds

Lead Facilitator One panel member designated as lead:

  • Primary coordinator of process
  • Leads sessions and deliberations
  • Main point of contact
  • Ensures process integrity
  • Supported by other panel members

Section 6: Process Ground Rules

Talking Piece Protocol Council uses structured communication:

  • Talking piece indicates who has floor
  • Passed in intentional order
  • Speaker cannot be interrupted
  • Can pass without speaking
  • Slows conversation for reflection
  • Ensures all voices heard

Additional Ground Rules All participants commit to:

  • Structured speaking order
  • Time limits respected
  • Direct communication when productive
  • Listening without planning response
  • Focus on resolution
  • Confidentiality of process details
  • Respect for all parties

Facilitator Authority Panel has authority to:

  • Enforce ground rules
  • Manage time and process
  • Pause for cooling off
  • Request additional information
  • Modify process as needed
  • Make final determination

Section 7: Assessment Phase

Structured Assessment Panel conducts thorough review through:

  • Individual interviews with each party
  • Written statements from parties
  • Witness consultation if relevant
  • Review of documentation
  • Analysis using formal framework

Assessment Framework Panel examines:

  • Facts agreed upon and disputed
  • Applicable community standards
  • Context and history
  • Impact on individuals and community
  • Underlying interests and needs
  • Power dynamics at play
  • Potential for resolution

Jurisdiction Determination Checklist-based assessment:

  • Falls within community authority?
  • Appropriate for council process?
  • Safety concerns requiring escalation?
  • Legal violations needing referral?
  • Resources adequate for resolution?

Referral Criteria Cases with serious legal violations or safety threats:

  • Referred to appropriate authorities
  • Council may run parallel process
  • Safety prioritized
  • Community standards still applied

Section 8: Handling Non-Participation

Participation Requirements

  • Required for active community members
  • Voluntary for non-members
  • Non-participation has consequences
  • Process may proceed without party

Modified Process If party refuses participation:

  • Council proceeds with available information
  • Decision may be made in absentia
  • Limited remedies possible
  • Non-participating party informed
  • May affect their community standing

Encouraging Participation Panel makes efforts to:

  • Understand barriers to participation
  • Address concerns about process
  • Offer accommodations
  • Explain importance and consequences
  • Provide support if needed

Section 9: Deliberation Process

Information Gathering Predetermined schedule for:

  • Statements - Each party presents (30-45 min)
  • Clarifying questions - Panel and parties ask questions
  • Witness testimony - If relevant and requested
  • Evidence review - Documents, records, communications
  • Standards review - Applicable policies and precedents

Deliberation Format Multi-stage structure:

  • Most cases involve 3-5 sessions
  • Sessions are 2-3 hours each
  • Spread over 2-4 week period
  • Allows time for reflection
  • Parties and panel have breaks between sessions

Additional Voices Process includes:

  • Primary parties - Central to all sessions
  • Council panel members - Guide and decide
  • Invited witnesses - Provide specific information
  • Support persons - Emotional support for parties (with permission)
  • Community representatives - When case affects broader community

Section 10: Resolution Process

Tiered Approach Panel prioritizes in order:

First: Facilitated Consensus

  • Panel helps parties reach mutual agreement
  • Most preferred outcome
  • Parties control their resolution
  • Panel guides and supports

Second: Council Recommendations

  • If consensus not reached
  • Panel proposes resolution
  • Strong recommendations to parties
  • Parties encouraged to accept

Third: Binding Decisions

  • When needed for community protection
  • Panel makes final determination
  • Binding on all parties
  • Used sparingly

Decision-Making Within Panel Panel decisions require:

  • Discussion until consensus reached
  • If consensus not possible, majority vote
  • Dissenting opinions noted
  • Lead facilitator breaks ties (if 2-person panel)

Section 11: Resolution Outcomes

Types of Outcomes Council may determine:

  • Findings of fact
  • Responsibility determinations
  • Behavioral requirements
  • Restitution or repair actions
  • Boundary setting
  • Relationship agreements
  • Community service
  • Policy recommendations
  • Apologies or acknowledgments

Written Decision Panel provides comprehensive document:

  • Summary of dispute
  • Process followed
  • Evidence considered
  • Standards applied
  • Determination and reasoning
  • Specific requirements
  • Implementation timeline
  • Follow-up plan

Decision Communication

  • Provided to all parties
  • Submitted to @govbot
  • Anonymized summary to community
  • Implementation coordinator notified
  • Appeals information included

Section 12: Implementation and Follow-Up

Monitoring Compliance

  • Implementation coordinator tracks
  • Regular check-ins with parties
  • Bot sends automated reminders
  • Progress reported to panel
  • Support provided as needed

Follow-Up Sessions Scheduled as needed for:

  • Checking agreement implementation
  • Addressing emerging concerns
  • Supporting relationship repair
  • Celebrating progress
  • Modifying agreements if circumstances change

Non-Compliance If requirements not met:

  • Coordinator reaches out
  • Understands barriers
  • Panel reconvenes if needed
  • May modify requirements
  • Escalate to governance if willful refusal

Section 13: When Resolution Fails

Alternative Pathways Panel may recommend:

  • Specialized mediators - For deep interpersonal conflicts
  • Governance escalation - For policy questions
  • Professional services - Therapy, legal advice, etc.
  • Legal resources - When appropriate
  • Separation protocols - If co-existence not possible
  • Interim measures - To stabilize situation

Partial Resolution Sometimes full resolution not possible:

  • Panel addresses what can be resolved
  • Provides clarity on what remains
  • Suggests next steps
  • Documents progress made
  • Maintains safety and boundaries

Section 14: Appeals Process

Appeal Criteria Appeals accepted for:

  • New evidence not previously available
  • Procedural errors affecting outcome
  • Agreements proving unworkable
  • Changed circumstances requiring revision
  • Evidence of panel bias

Filing Requirements Within 30 days of decision:

  • Submit appeal to council via @govbot
  • Explain specific grounds
  • Provide supporting documentation
  • Propose alternative outcome

Appeal Review New panel assigned:

  • Different members than original
  • Reviews appeal against criteria
  • Conducts limited-scope hearing if needed
  • Decides: affirm, modify, overturn, or remand
  • Decision within 30 days of acceptance

Appeal Outcomes Appeal panel may:

  • Affirm original decision
  • Modify specific elements
  • Overturn and decide differently
  • Remand for new process
  • Provide clarification

Section 15: Council Learning and Improvement

Case Review Council regularly reviews:

  • Patterns across cases
  • Process effectiveness
  • Consistency in application
  • Areas for improvement
  • Training needs

Community Reporting Quarterly reports include:

  • Number and types of cases
  • Resolution outcomes
  • Process timelines
  • Trends and patterns
  • Anonymized learnings

Continuous Improvement Council commits to:

  • Annual process review
  • Incorporating feedback
  • Updating training
  • Refining procedures
  • Community input on changes

Implementation Notes for Bot

When supporting facilitation council process:

  1. Coordination hub - Manage complex logistics of panels, parties, and sessions
  2. Information management - Implement three-tier access appropriately
  3. Timeline tracking - Multi-session processes over weeks
  4. Panel support - Provide facilitators with tools and documentation
  5. Implementation monitoring - Track compliance with decisions
  6. Pattern analysis - Help council learn from cases
  7. Community reporting - Generate quarterly anonymized summaries

This process works best when:

  • Multiple facilitators bring diverse perspectives
  • Complex cases need structured but flexible process
  • Community values both thoroughness and efficiency
  • Restorative outcomes prioritized
  • Strong facilitator training in place
  • Time available for multi-session deliberation